Disclosures

Dinergy Wealth Management, LLC (“Dinergy”, “us”, or “we”) is an investment adviser registered with the State of Ohio and located in Cincinnati, Ohio. Dinergy and our representatives are in compliance with the current filing or registration requirements imposed upon investment advisers by those states in which we maintain clients or a place of business. Dinergy may only transact business in those states in which we are registered or qualify for an exemption/exclusion from registration.

Our web site is limited to the dissemination of general information pertaining to our advisory services, together with access to additional investment-related information, publications, and links. Publication of our web site on the Internet should not be construed by any client and/or prospective client as a solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Dinergy with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption/exclusion from registration in the state where the prospective client resides.

For information pertaining to our registration, please contact the Securities Division of the Ohio Department of Commerce or other states’ securities regulators for those states in which we maintain a registration. A copy of our current written disclosure statement discussing Dinergy’s business operations, services, and fees is available upon written request. Dinergy does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to our web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Dinergy) will be profitable or equal any historical performance level(s).

Certain portions of our web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to positions and/or recommendations (ours as well as those of other investment and non-investment professionals) as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Dinergy, or from any other investment professional. Dinergy is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to our web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Dinergy, or from any other investment professional.

Each client and prospective client agrees, as a condition precedent to his/her/its access to Dinergy’s web site, to release and hold harmless Dinergy, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from us.

Dinergy®, the stylized word mark, and the Uni-D are registered trademarks of Dinergy Financial, LLC. Dinergy is the registered trade name of Dinergy Wealth Management, LLC.